DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katrina Marie Jacobs
Feed of 09/14/2026
Also filed as Katrina Marie Jacobs
At current firm
9 y
since Apr 11, 2017
In the industry
19 y
since Dec 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Apr 11, 2017 · San Diego, Ca
- Guggenheim Investments asset managerMar 4, 2014 to Oct 20, 2016 · San Diego, Ca
- Guggenheim Investments asset managerFeb 21, 2007 to Nov 4, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Guggenheim Investments to T. Rowe Price Associates, Inc.left Oct 20, 2016, registered Apr 11, 2017 (173 days) · Other
- Guggenheim Investments to Guggenheim Investmentsleft Nov 4, 2008, registered Mar 4, 2014 (1946 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address