RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• F••••
- E•••••• G•••• I•• state registered currentsince Aug 27, 2021 · Wenatchee, Wa
- A••• A••••••• G••••• I••• state registeredMay 7, 2016 to Dec 31, 2019 · Spokane, Wa
- P•••••••• S••••••••• I••• BD affiliatedOct 1, 2015 to Apr 8, 2016 · Cashmere, Wa
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 6, 2014 to Jul 1, 2015 · Lake Oswego, Or
- A••• A••••••• G••••• I••• to E•••••• G•••• I••left Dec 31, 2019, registered Aug 27, 2021 (605 days) · Other
- P•••••••• S••••••••• I••• to A••• A••••••• G••••• I•••left Apr 8, 2016, registered May 7, 2016 (29 days) · Other
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Jul 1, 2015, registered Oct 1, 2015 (92 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address