RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• F•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 10, 2015 · Indianapolis, In
- H••••••••• F•••••••• A••••••• BD affiliatedMar 30, 2010 to Aug 28, 2015 · North Olmsted, Oh
- M••••• K••••• • C••••••• L•• formerJul 3, 2008 to Mar 29, 2010 · Indianapolis, In
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 16, 2007 to Jun 12, 2008 · Indianapolis, In
- H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Aug 28, 2015, registered Sep 10, 2015 (13 days) · Other
- M••••• K••••• • C••••••• L•• to H••••••••• F•••••••• A•••••••left Mar 29, 2010, registered Mar 30, 2010 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••left Jun 12, 2008, registered Jul 3, 2008 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address