DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•• J••• S••
Feed of 09/14/2026
Also filed as John J Park
At current firm
3 y
since Jun 15, 2023
In the industry
19 y
since Mar 29, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 15, 2023 · Federal Way, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedDec 9, 2008 to Jun 16, 2023 · Portland, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2007 to Dec 5, 2008 · Tacoma, Wa
- W•••••• • R••• formerMar 30, 2007 to Apr 17, 2007 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to L•• F•••••••• L••left Jun 16, 2023, registered Jun 15, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••••• G••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Dec 5, 2008, registered Dec 9, 2008 (4 days) · Other
- W•••••• • R••• to C•••••••• G••••• M•••••• I•••left Apr 17, 2007, registered May 8, 2007 (21 days) · Other
Signals
- M•• J••• S•• left K•• I••••••••• S••••••• L•• for L•• F•••••••• L•• (registered 2023-06-15)Jun 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address