DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher J Dennis
Feed of 09/14/2026
Also filed as Christopher John Dennis
At current firm
1 y
since Jul 28, 2025
In the industry
19 y
since Jul 1, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Capital Markets, LLC national BD currentsince Jul 28, 2025 · Houston, Tx
- Morgan Stanley wirehouseDec 24, 2019 to Jun 10, 2025 · Houston, Tx
- Acg Wealth Inc. formerNov 11, 2015 to Dec 6, 2019 · Houston, Tx
- Western International Securities formerMar 31, 2011 to Dec 31, 2015 · Houston, Tx
- Western International Securities formerFeb 18, 2011 to Feb 18, 2011 · Houston, Tx
- Burnham Asset Management Corp formerJan 25, 2011 to Apr 1, 2011 · Houston, Tx
- Citigroup Global Markets Inc. BD affiliatedJul 3, 2007 to Aug 21, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to RBC Capital Markets, LLCleft Jun 10, 2025, registered Jul 28, 2025 (48 days) · Wirehouse to affiliated broker-dealer or bank
- Acg Wealth Inc. to Morgan Stanleyleft Dec 6, 2019, registered Dec 24, 2019 (18 days) · RIA to wirehouse
- Western International Securities to Acg Wealth Inc.left Dec 31, 2015, registered Nov 11, 2015 (-50 days) · Other
- Burnham Asset Management Corp to Western International Securitiesleft Apr 1, 2011, registered Feb 18, 2011 (-42 days) · Other
- Citigroup Global Markets Inc. to Burnham Asset Management Corpleft Aug 21, 2009, registered Jan 25, 2011 (522 days) · Other
Signals
- Christopher J Dennis left Morgan Stanley for Rbc Capital Markets, Llc (registered 2025-07-28)Jun 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address