DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• M••••• S••••••
Feed of 09/14/2026
At current firm
15 y
since Jun 29, 2011
In the industry
19 y
since Apr 13, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• F•••••••• A••••••••• L•• state registered currentsince Jan 28, 2022 · Little Rock, Ar
- L•• F•••••••• L•• BD affiliated currentsince Jun 29, 2011 · Little Rock, Ar
- S•••••• F•••••••• A••••••••• L•• state registeredSep 27, 2018 to Dec 31, 2021 · Little Rock, Ar
- G•••••••• F•••••••• A•••••••• L•• unclassifiedSep 14, 2011 to Mar 1, 2018 · Bryant, Ar
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 3, 2009 to Jun 20, 2011 · Bastrop, Tx
- I••••••••• P••••••••• I••• formerJun 2, 2008 to Feb 9, 2009 · San Antonio, Tx
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 16, 2007 to Jun 4, 2008 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- G•••••••• F•••••••• A•••••••• L•• to S•••••• F•••••••• A••••••••• L••left Mar 1, 2018, registered Sep 27, 2018 (210 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jun 20, 2011, registered Jun 29, 2011 (9 days) · Other
- I••••••••• P••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Feb 9, 2009, registered Feb 3, 2009 (-6 days) · Other
- T••••••• I••••••••• M••••••••• I••• to I••••••••• P••••••••• I•••left Jun 4, 2008, registered Jun 2, 2008 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address