RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S•••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 23, 2026 · St. Petersburg, Fl
- F•••• C•••••• A••••••• S••••••• BD affiliatedJul 2, 2025 to Jul 22, 2025 · Justin, Tx
- C•••••• S••••• • C••• I••• national BDAug 29, 2016 to Apr 28, 2021 · Fort Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 5, 2013 to Jul 25, 2016 · Fort Worth, Tx
- T• A••••••••• I••• formerDec 5, 2013 to Jul 25, 2016 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 21, 2007 to Aug 25, 2009 · Las Vegas, Nv
- T• A••••••••• I••• formerAug 21, 2007 to Aug 25, 2009 · Las Vegas, Nv
- F•••• C•••••• A••••••• S••••••• to R•••••• J•••• • A••••••••• I•••left Jul 22, 2025, registered Apr 23, 2026 (275 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to F•••• C•••••• A••••••• S•••••••left Apr 28, 2021, registered Jul 2, 2025 (1526 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Jul 25, 2016, registered Aug 29, 2016 (35 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 25, 2016, registered Dec 5, 2013 (-963 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 25, 2009, registered Dec 5, 2013 (1563 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 25, 2009, registered Aug 21, 2007 (-735 days) · channel change inside one enterprise, not a move
- K•••• S••••••• left F•••• C•••••• A••••••• S••••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-04-23)Jul 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address