S•••• R•••• D••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 7, 2018 · Ash Flat, Ar
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 27, 2018 to Sep 6, 2018 · Ash Flat, Ar
• I••••••••• P••••••••• I••• former
  May 19, 2009 to Sep 6, 2018 · San Antonio, Tx
• E••••• J•••• national BD
  Mar 19, 2007 to May 22, 2009 · Russellville, Ar

• I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Sep 6, 2018, registered Jun 27, 2018 (-71 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Sep 6, 2018, registered Sep 7, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA
• E••••• J•••• to I••••••••• P••••••••• I•••
  left May 22, 2009, registered May 19, 2009 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address