RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B• R•••••••••
- R••••• F••••••••• L•• independent RIA currentsince Feb 23, 2024 · Upper Marlboro, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 9, 2018 to Mar 18, 2024 · Upper Marlboro, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 30, 2015 to Nov 12, 2018 · Rockville, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 11, 2012 to Oct 12, 2015 · Rockville, Md
- S••••••• F•••••••• S•••••••• I••• formerJan 20, 2010 to Jun 12, 2012 · Rockville, Md
- N••• F•••••• A•••• M••••••••• L•• formerMay 6, 2009 to Jan 4, 2010 · Vienna, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• to R••••• F••••••••• L••left Mar 18, 2024, registered Feb 23, 2024 (-24 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 12, 2018, registered Nov 9, 2018 (-3 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Oct 12, 2015, registered Oct 30, 2015 (18 days) · Other · moved with a team
- S••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 12, 2012, registered Jun 11, 2012 (-1 days) · Other
- N••• F•••••• A•••• M••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jan 4, 2010, registered Jan 20, 2010 (16 days) · Other
- M•••••• B• R••••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for R••••• F••••••••• L•• (registered 2024-02-23)Mar 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address