RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T•••• C••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Orange, Ca
- U••• B•••••• I••••••••• I••• formerSep 14, 2020 to Feb 13, 2026 · Anaheim, Ca
- L•• F•••••••• L•• BD affiliatedFeb 20, 2015 to Oct 8, 2020 · Irvine, Ca
- Z•••• C•••••• A•••••••• I••• institutionalMay 20, 2008 to Feb 20, 2015 · Salt Lake City, Ut
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Oct 8, 2020, registered Sep 14, 2020 (-24 days) · Affiliated broker-dealer or bank to another
- Z•••• C•••••• A•••••••• I••• to L•• F•••••••• L••left Feb 20, 2015, registered Feb 20, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address