RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•• J••• F••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Mount Arlington, Nj
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Mount Arlington, Nj
- 1•• G••••• A••••••• I•• formerJun 18, 2015 to Oct 25, 2019 · Mount Arlington, Nj
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 17, 2015 · Hackettstown, Nj
- C•••• I••••••••• S••••••• C•••• formerJan 27, 2010 to Oct 1, 2012 · Chester, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDMay 22, 2007 to Feb 4, 2010 · Florham Park, Nj
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to 1•• G••••• A••••••• I••left Jun 17, 2015, registered Jun 18, 2015 (1 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Feb 4, 2010, registered Jan 27, 2010 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address