RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••••• I••••••••• independent RIA currentsince Apr 11, 2019 · Murray, Ky
- T•••• O• I•••••••• L•• formerFeb 13, 2019 to Apr 11, 2019 · Murray, Ky
- T•••• O• I•••••••• L•• formerSep 27, 2018 to Dec 31, 2018 · Murray, Ky
- S•••••••• A•••••• N•••••• independent RIANov 14, 2016 to Sep 27, 2018 · Murray, Ky
- C••••• C••••••• L•• formerMar 4, 2013 to Mar 29, 2016 · Denver, Co
- T•••• O• I•••••••• L•• to M•••••••• I•••••••••left Apr 11, 2019, registered Apr 11, 2019 (0 days) · RIA to RIA
- S•••••••• A•••••• N•••••• to T•••• O• I•••••••• L••left Sep 27, 2018, registered Sep 27, 2018 (0 days) · RIA to RIA
- C••••• C••••••• L•• to S•••••••• A•••••• N••••••left Mar 29, 2016, registered Nov 14, 2016 (230 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address