DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Markowski Investments

Independent wealth managerCRD 141883SEC 801-67238websiteIAPD
Legal name Markowski Brothers Holding Corporation
Latest filing Mar 27, 2026
First filing on the tape Apr 2, 2012 · 30 filings
SEC status approved since Feb 13, 2007
RAUM
$474M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$454M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$47.4M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$474M as of Mar 27, 2026
Apr 2, 2012$82.0M then
HNW client RAUM$270M as of Mar 27, 2026
Mar 19, 2018$78.8M then
State-registered IARs (5.B.3)11 as of Mar 27, 2026
Mar 28, 20133 then
Employees (5.A)11 as of Mar 27, 2026
Mar 28, 20133 then
Private funds: no history
RAUM +16% over the last fiscal year+21% a year over threeIARs 11 to 11
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$47.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
123derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$246,290derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.1derived9 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-12%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
500reportedItem 5.H
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$270M57%
  • Individuals$183M39%
  • Pension and profit-sharing plans$16.8M3.5%
  • Corporations and businesses$3.4M0.7%
Individual clients
1,108reported
HNW clients
119reported
Pension plan clients
29reported
Charitable clients
0reported
Accounts
1,924reported
Financial planning clients
500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Matthew MarkowskiCertified Financial PlannerTampa, Fl Mar 23, 200728 y0
Michael John MarkowskiTampa, Fl Jun 19, 201330 y1
Joshua Manuel MarkowskiChartered Financial ConsultantTampa, Fl May 18, 201610 y0
Lance Dee CherryMurray, KyApr 11, 201919 y4
Gary Arthur KuekerTucson, AzMay 6, 201939 y1
Christopher MarkowskiTampa, Fl Aug 13, 202131 y0
Robert William FreshourPaducah, Ky Nov 30, 202239 y0
Austin Gray LowderPlacida, Fl Jul 22, 202410 y0
Timothy Dean WalworthPinckney, MiJan 1, 202537 y4
Logan FosterMurray, KyOct 16, 202510 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Christopher Markowski · Directorcontrol
    since 01/2003 · owns 25% to 50%
  • Matthew Markowski · Director And Ccocontrol
    since 01/2003 · owns 25% to 50%
  • John Michael Markowski · Directorcontrol
    since 01/2003 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Markowski Investments as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Tampa, Fl400
Murray, Ky210
Offices
Schedule D 1.F, the 25 largest
  • Manchester, NH2 employees
  • Somerset, KY2 employees
  • Conway, NH1 employees
  • Kingsland, TX1 employees
  • Murray, KY1 employees
  • Tucson, AZ1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,433 to 1,924
    Aug 18, 2025 to Mar 27, 2026
  • Corporate clients · 10 to 19
    Aug 18, 2025 to Mar 27, 2026
  • HNW clients · 94 to 119
    Aug 18, 2025 to Mar 27, 2026
  • Individual clients · 1,298 to 1,108
    Aug 18, 2025 to Mar 27, 2026
  • Pension plan clients · 31 to 29
    Aug 18, 2025 to Mar 27, 2026
  • Discretionary RAUM · $410M to $474M
    Aug 18, 2025 to Mar 27, 2026
  • HNW RAUM · $195M to $270M
    Aug 18, 2025 to Mar 27, 2026
  • Individual RAUM · $199M to $183M
    Aug 18, 2025 to Mar 27, 2026
  • Pension RAUM · $14.9M to $16.8M
    Aug 18, 2025 to Mar 27, 2026
  • RAUM · $410M to $474M
    Aug 18, 2025 to Mar 27, 2026
  • Accounts · 1,534 to 1,433
    May 10, 2024 to Mar 24, 2025
  • Advisory employees · 9 to 11
    May 10, 2024 to Mar 24, 2025
  • Corporate clients · 12 to 10
    May 10, 2024 to Mar 24, 2025
  • HNW clients · 51 to 94
    May 10, 2024 to Mar 24, 2025
  • Individual clients · 1,007 to 1,298
    May 10, 2024 to Mar 24, 2025
  • Pension plan clients · 35 to 31
    May 10, 2024 to Mar 24, 2025
  • Employees · 9 to 11
    May 10, 2024 to Mar 24, 2025
  • Insurance-licensed employees · 4 to 5
    May 10, 2024 to Mar 24, 2025
  • Financial planning clients · More than 500 to More than 500
    May 10, 2024 to Mar 24, 2025
  • HQ city · unset to
    May 10, 2024 to Mar 24, 2025
  • HQ state · unset to
    May 10, 2024 to Mar 24, 2025
  • State-registered IARs · 9 to 11
    May 10, 2024 to Mar 24, 2025
  • Other offices · 6 to 8
    May 10, 2024 to Mar 24, 2025
  • Discretionary RAUM · $325M to $410M
    May 10, 2024 to Mar 24, 2025
  • HNW RAUM · $111M to $195M
    May 10, 2024 to Mar 24, 2025
  • Individual RAUM · $201M to $199M
    May 10, 2024 to Mar 24, 2025
  • Pension RAUM · $11.3M to $14.9M
    May 10, 2024 to Mar 24, 2025
  • RAUM · $325M to $410M
    May 10, 2024 to Mar 24, 2025
  • Accounts · 1,032 to 1,534
    Mar 29, 2023 to Mar 19, 2024
  • Advisory employees · 15 to 9
    Mar 29, 2023 to Mar 19, 2024
  • BD registered reps · 4 to 0
    Mar 29, 2023 to Mar 19, 2024
  • Corporate clients · 6 to 12
    Mar 29, 2023 to Mar 19, 2024
  • HNW clients · 83 to 51
    Mar 29, 2023 to Mar 19, 2024
  • Individual clients · 903 to 1,007
    Mar 29, 2023 to Mar 19, 2024
  • Pension plan clients · 40 to 35
    Mar 29, 2023 to Mar 19, 2024
  • Employees · 15 to 9
    Mar 29, 2023 to Mar 19, 2024
  • Insurance-licensed employees · 3 to 4
    Mar 29, 2023 to Mar 19, 2024
  • State-registered IARs · 15 to 9
    Mar 29, 2023 to Mar 19, 2024
  • Discretionary RAUM · $268M to $325M
    Mar 29, 2023 to Mar 19, 2024
  • HNW RAUM · $112M to $111M
    Mar 29, 2023 to Mar 19, 2024
Signals
4 dated events
  • Jenny Lynn Rivard left Markowski Investments for American Wealth Protection Financial, Llc (registered 2022-04-07)
    Mar 30, 2022 · Advisor changed firm · fact
  • Markowski Investments reported 6 offices beyond its principal office, up from 0 (2019-09-05 to 2020-03-16)
    Mar 16, 2020 · Office count change · derived
  • Markowski Investments reported 15 state-registered advisory representatives, up from 5 (2019-09-05 to 2020-03-16)
    Mar 16, 2020 · Advisor headcount change · derived
  • Marie Jessica Trunck (Cco) no longer on Schedule A of Markowski Investments (listed 2019-04-18, absent 2019-08-02)
    Aug 2, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
331-212-8100reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
813-445-5166reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
813-597-6400reportedpublished by the firm, firm site, Sep 17, 2026
Website
truthofinvesting.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
8135976400reportedpublic record, Form ADV, Mar 27, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$47.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026