DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• P•••••• W••••• G•••• L••
Latest filing Apr 20, 2026
First filing on the tape Jul 17, 2017 · 15 filings
SEC status approved since Aug 17, 2017
RAUM
$562M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$562M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$80.3M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$562M as of Apr 20, 2026
Mar 30, 2018$125M then
HNW client RAUM$430M as of Apr 20, 2026
Mar 30, 2018$32.2M then
State-registered IARs (5.B.3)7 as of Apr 20, 2026
Mar 30, 20185 then
Employees (5.A)8 as of Apr 20, 2026
Mar 30, 20185 then
Private funds: no history
RAUM +25% over the last fiscal year+30% a year over threeIARs 5 to 7offices 0 to 1
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $80.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $260,610derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $184M, 425 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$430M76%
- Individuals$132M24%
- Charitable organizations$31,0000.0%
- Individual clients
- 397reported
- HNW clients
- 173reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 2,157reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $184M for 425 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••••• D•••••••• | Vienna, Va | Jul 12, 2016 | 26 y | 1 |
| L••• M•••• B••••••• | Vienna, Va | Jul 14, 2016 | 26 y | 1 |
| A••••• O• L••••••••Certified Financial Planner, Chartered Financial Consultant | Vienna, Va | Sep 14, 2016 | 22 y | 1 |
| A••••• L•••• C••• | Vienna, Va | Mar 13, 2017 | 24 y | 1 |
| N••••••• A•••••••• F•••••••••Certified Financial Planner | Vienna, Va | Feb 1, 2024 | 19 y | 1 |
| S•••• Y••••• H•••••Certified Financial Planner | Vienna, Va | Mar 6, 2025 | 10 y | 0 |
| M•••••• J••••• O•••••• | Philadelphia, Pa | Feb 10, 2026 | 19 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J••••• O•••••• from L•• F•••••••• L••Feb 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- N••••••• A•••••••• F••••••••• from M•• C•••••• M••••••••• L••Feb 1, 2024 · RIA to RIA
- A••••• L•••• C••• from A••••••••• F•••••••• S•••••••• L••Mar 13, 2017 · Other
- A••••• O• L•••••••• from A••••••••• F•••••••• S•••••••• L••Sep 14, 2016 · Other
- L••• M•••• B••••••• from A••••••••• F•••••••• S•••••••• L••Jul 14, 2016 · Other
- G•••••••• D•••••••• from A••••••••• F•••••••• S•••••••• L••Jul 12, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••••• F•••••••• S•••••••• L••Jul 12, 2016 · Vienna, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• G•••••••• · Chief Compliance Officercontrolsince 12/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vienna, Va · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,696 to 2,157Feb 11, 2025 to Feb 20, 2026
- Advisory employees · 5 to 7Feb 11, 2025 to Feb 20, 2026
- BD registered reps · 0 to 1Feb 11, 2025 to Feb 20, 2026
- Charity clients · 0 to 2Feb 11, 2025 to Feb 20, 2026
- HNW clients · 147 to 173Feb 11, 2025 to Feb 20, 2026
- Individual clients · 365 to 397Feb 11, 2025 to Feb 20, 2026
- Assets in custody · $153M to $184MFeb 11, 2025 to Feb 20, 2026
- Employees · 6 to 8Feb 11, 2025 to Feb 20, 2026
- State-registered IARs · 5 to 7Feb 11, 2025 to Feb 20, 2026
- Other offices · 0 to 1Feb 11, 2025 to Feb 20, 2026
- Discretionary RAUM · $451M to $562MFeb 11, 2025 to Feb 20, 2026
- HNW RAUM · $333M to $430MFeb 11, 2025 to Feb 20, 2026
- Individual RAUM · $118M to $132MFeb 11, 2025 to Feb 20, 2026
- RAUM · $451M to $562MFeb 11, 2025 to Feb 20, 2026
- Accounts · 1,462 to 1,696Feb 16, 2024 to Feb 11, 2025
- Advisory employees · 4 to 5Feb 16, 2024 to Feb 11, 2025
- BD registered reps · 1 to 0Feb 16, 2024 to Feb 11, 2025
- HNW clients · 89 to 147Feb 16, 2024 to Feb 11, 2025
- Individual clients · 322 to 365Feb 16, 2024 to Feb 11, 2025
- Assets in custody · $114M to $153MFeb 16, 2024 to Feb 11, 2025
- Financial planning clients · 1-10 to 0Feb 16, 2024 to Feb 11, 2025
- State-registered IARs · 4 to 5Feb 16, 2024 to Feb 11, 2025
- Discretionary RAUM · $357M to $451MFeb 16, 2024 to Feb 11, 2025
- HNW RAUM · $252M to $333MFeb 16, 2024 to Feb 11, 2025
- Individual RAUM · $106M to $118MFeb 16, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $837,841 to $0Feb 16, 2024 to Feb 11, 2025
- RAUM · $358M to $451MFeb 16, 2024 to Feb 11, 2025
- Accounts · 459 to 1,462Feb 16, 2023 to Feb 16, 2024
- HNW clients · 92 to 89Feb 16, 2023 to Feb 16, 2024
- Individual clients · 367 to 322Feb 16, 2023 to Feb 16, 2024
- Assets in custody · $90.1M to $114MFeb 16, 2023 to Feb 16, 2024
- Employees · 7 to 6Feb 16, 2023 to Feb 16, 2024
- Discretionary RAUM · $256M to $357MFeb 16, 2023 to Feb 16, 2024
- HNW RAUM · $163M to $252MFeb 16, 2023 to Feb 16, 2024
- Individual RAUM · $92.7M to $106MFeb 16, 2023 to Feb 16, 2024
- Non-discretionary RAUM · $0 to $837,841Feb 16, 2023 to Feb 16, 2024
- RAUM · $256M to $358MFeb 16, 2023 to Feb 16, 2024
- Accounts · 432 to 459Oct 24, 2022 to Feb 16, 2023
- Advisory employees · 3 to 4Oct 24, 2022 to Feb 16, 2023
- Advisory activities · 2 to 3Oct 24, 2022 to Feb 16, 2023
Signals
3 dated events
- C•••••• P•••••• W••••• G•••• L•• reported RAUM $357.8M, up 40% from $256.0M (2023-02-16 to 2024-02-16)Feb 16, 2024 · RAUM change · derived
- Lee Bobby Glass (Chief Compliance Officer) no longer on Schedule A of C•••••• P•••••• W••••• G•••• L•• (listed 2023-02-16, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
- C•••••• P•••••• W••••• G•••• L•• filed its initial SEC registration (Form ADV)Jul 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (703) 226-0008reportedpublic record, Form ADV, Apr 20, 2026
- Team page
- capitolpwg.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026