DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katayoun Attaii
Feed of 09/15/2026
Also filed as Kathy Attaii
At current firm
0 y
since May 6, 2026
In the industry
17 y
since Sep 22, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Citizens Securities, Inc. BD affiliated currentsince May 6, 2026 · Beverly Hills, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 10, 2024 to Apr 29, 2026 · Beverly Hills, Ca
- J.P. Morgan Private Wealth Advisors LLC formerJan 9, 2012 to Jul 6, 2023 · San Francisco, Ca
- Comerica Securities formerSep 24, 2008 to Aug 16, 2011 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citizens Securities, Inc.left Apr 29, 2026, registered May 6, 2026 (7 days) · Wirehouse to affiliated broker-dealer or bank
- J.P. Morgan Private Wealth Advisors LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 6, 2023, registered Jul 10, 2024 (370 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Comerica Securities to J.P. Morgan Private Wealth Advisors LLCleft Aug 16, 2011, registered Jan 9, 2012 (146 days) · Other
Signals
- Katayoun Attaii left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citizens Securities, Inc. (registered 2026-05-06)Apr 29, 2026 · Advisor changed firm · fact
- Katayoun Attaii left J.P. Morgan Private Wealth Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-10)Jul 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address