DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carolyn Jean Cook

What About US Financialstate registeredBellbrook, OhIA-onlyIAPD 5278356

Certified Financial Planner

Feed of 09/14/2026

Also filed as Carolyn Jean Cook

At current firm

6 y

since Jan 6, 2020

In the industry

19 y

since Mar 31, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/carrie-cook-cfp%C2%AE-crpc%C2%AE-mbaaabb2912reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

What About US Financial state registered current
since Jan 6, 2020 · Bellbrook, Oh
Buckingham Financial Group, Inc. former
Mar 27, 2015 to Jan 6, 2020 · Dayton, Oh
Buckingham Capital Management, Inc. former
Feb 23, 2012 to Jan 6, 2020 · Dayton, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 17, 2009 to Jan 4, 2012 · Miamisburg, Oh
Wells Fargo Advisors wirehouse
Jun 6, 2008 to Aug 21, 2009 · Miamisburg, Oh
UBS Financial Services Inc. wirehouse
Apr 2, 2007 to Jun 20, 2008 · Centerville, Oh

Moves

a registration end followed by a registration begin elsewhere

Buckingham Financial Group, Inc. to What About US Financial
left Jan 6, 2020, registered Jan 6, 2020 (0 days) · Other
Buckingham Capital Management, Inc. to Buckingham Financial Group, Inc.
left Jan 6, 2020, registered Mar 27, 2015 (-1746 days) · Other · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Buckingham Capital Management, Inc.
left Jan 4, 2012, registered Feb 23, 2012 (50 days) · Other
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 21, 2009, registered Aug 17, 2009 (-4 days) · Wirehouse to wirehouse
UBS Financial Services Inc. to Wells Fargo Advisors
left Jun 20, 2008, registered Jun 6, 2008 (-14 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address