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Registered advisor
P•••••• J•••• B••••
Feed of 09/14/2026
Also filed as P•••••• B••••
At current firm
8 y
since Aug 20, 2018
In the industry
19 y
since Jul 30, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 20, 2018 · San Francisco, Ca
- C•••••• S••••• • C••• I••• national BDJul 22, 2013 to Aug 2, 2018 · Berkeley, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 20, 2012 to Jun 19, 2013 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerOct 20, 2008 to Sep 10, 2012 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 31, 2007 to Oct 24, 2008 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Aug 2, 2018, registered Aug 20, 2018 (18 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Jun 19, 2013, registered Jul 22, 2013 (33 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• S••••• S••••••••• •••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 10, 2012, registered Aug 20, 2012 (-21 days) · Other
- U•• F•••••••• S••••••• I••• to C••••• S••••• S••••••••• •••• L••left Oct 24, 2008, registered Oct 20, 2008 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address