RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• N•••••
- B••••••• J•••• L•• independent RIA currentsince Sep 11, 2026 · Seattle, Wa
- L•• F•••••••• L•• BD affiliated currentsince Apr 20, 2021 · San Diego, Ca
- P••• A••••••• I••••••••• A•••••••• I••• independent RIAAug 13, 2020 to Apr 12, 2021 · Poway, Ca
- S•••••••• A••••••• L•• national BDAug 24, 2011 to Jun 2, 2017 · Morristown, Nj
- P••• A••••••• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Apr 12, 2021, registered Apr 20, 2021 (8 days) · RIA to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to P••• A••••••• I••••••••• A•••••••• I•••left Jun 2, 2017, registered Aug 13, 2020 (1168 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address