RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E••••• R••••
- C••••••• F•••••••• P••••••• independent RIA currentsince Aug 26, 2021 · Boston, Ma
- B•• M••••• S••••••••• C••••••••• otherJul 30, 2008 to Dec 31, 2015 · Boston, Ma
- L••••• B••••••• I••• unclassifiedMar 28, 2008 to Jul 25, 2008 · Boston, Ma
- B•• M••••• S••••••••• C••••••••• to C••••••• F•••••••• P•••••••left Dec 31, 2015, registered Aug 26, 2021 (2065 days) · Other
- L••••• B••••••• I••• to B•• M••••• S••••••••• C•••••••••left Jul 25, 2008, registered Jul 30, 2008 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address