RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• G••••• B••••
- M•• S••••••••• L•• no RAUM currentsince Apr 10, 2023 · Fairburn, Ga
- L•• F•••••••• L•• BD affiliatedFeb 28, 2020 to Apr 3, 2023 · Greensboro, Nc
- P••••••• C•••••• A••••••• C••••••••• formerJul 13, 2017 to Mar 16, 2018 · Fairburn, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 29, 2014 to May 19, 2017 · Fayetteville, Ga
- S••••••• I••••••••• S•••••••• I••• formerAug 28, 2013 to Feb 3, 2014 · Marietta, Ga
- E••••• J•••• national BDNov 1, 2010 to Jul 18, 2013 · Atlanta, Ga
- L•• F•••••••• L•• to M•• S••••••••• L••left Apr 3, 2023, registered Apr 10, 2023 (7 days) · Other
- P••••••• C•••••• A••••••• C••••••••• to L•• F•••••••• L••left Mar 16, 2018, registered Feb 28, 2020 (714 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••• C•••••• A••••••• C•••••••••left May 19, 2017, registered Jul 13, 2017 (55 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 3, 2014, registered Apr 29, 2014 (85 days) · Other
- E••••• J•••• to S••••••• I••••••••• S•••••••• I•••left Jul 18, 2013, registered Aug 28, 2013 (41 days) · Other
- W•••••• G••••• B•••• left L•• F•••••••• L•• for M•• S••••••••• L•• (registered 2023-04-10)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address