DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M• M•••••••••

A••••••••• F•••••••• S•••••••• L••national BDSummit, Nj dual registrantIAPD 5286830

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Joseph Michael Monteleone

At current firm

1 y

since Nov 14, 2024

In the industry

17 y

since Mar 2, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Nov 14, 2024 · Chester, Nj
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jun 24, 2024 to Nov 7, 2024 · Jamison, Pa
M••••• S•••••• wirehouse
Jun 1, 2009 to Jun 5, 2024 · Morristown, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 10, 2009 to Jun 1, 2009 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 7, 2024, registered Nov 14, 2024 (7 days) · Other
M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 5, 2024, registered Jun 24, 2024 (19 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••••• M• M••••••••• left N••••••••• M••••• I••••••••• S••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-11-14)
Nov 7, 2024 · Advisor changed firm · fact
J••••• M• M••••••••• left M••••• S•••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-06-24)
Jun 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address