RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- N••••• mixed wealth currentsince Apr 13, 2017 · Hilliard,, Oh
- B•• C••••• A••••••• independent RIANov 14, 2013 to Dec 31, 2016 · Concord, Ma
- M••• S••••• A•••••••• L•• formerOct 3, 2011 to Oct 25, 2013 · High Point, Nc
- B•• C••••• A••••••• to N•••••left Dec 31, 2016, registered Apr 13, 2017 (103 days) · Other
- M••• S••••• A•••••••• L•• to B•• C••••• A•••••••left Oct 25, 2013, registered Nov 14, 2013 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address