DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bay Colony Advisors
Legal name Bay Colony Advisory Group, Inc.
Latest filing Mar 23, 2026
First filing on the tape Apr 29, 2016 · 52 filings
SEC status approved since May 17, 2016
RAUM
$1.4B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$1.4B individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$49.5M
derived; firm RAUM over IAPD count
Employees
36
30 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$1.4B as of Mar 23, 2026
Mar 20, 2017$179M then
HNW client RAUM$850M as of Mar 23, 2026
Mar 26, 2018$165M then
State-registered IARs (5.B.3)30 as of Mar 23, 2026
Mar 20, 201714 then
Employees (5.A)36 as of Mar 23, 2026
Mar 20, 201714 then
Private funds: no history
RAUM +34% over the last fiscal year+17% a year over threeIARs 26 to 30offices 19 to 16
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $49.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $983,240derivedHNW RAUM over HNW clients
- Average account
- $330,620derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.7derived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $1.2B, 2,612 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$850M59%
- Individuals$542M38%
- Pension and profit-sharing plans$41.7M2.9%
- Corporations and businesses$1.7M0.1%
- Individual clients
- 1,786reported
- HNW clients
- 864reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 4,340reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 2,612 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
29 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Clements Catacchio | Concord, Ma | Jan 28, 2010 | 20 y | 1 |
| John Winthrop Ohl | Concord, Ma | Jan 28, 2010 | 39 y | 2 |
| Stephen M Daglio | Norwell, Ma | Nov 16, 2011 | 27 y | 2 |
| Pamela Jean Bakos | Concord, Ma | Jan 6, 2014 | 42 y | 1 |
| Robert Lyle Green | Concord, Ma | Jul 23, 2014 | 26 y | 0 |
| Elizabeth Mary Vallone | Norwell, Ma | Jul 28, 2015 | 26 y | 1 |
| Thomas M SlineyChartered Financial Analyst | Canton, Ct | Oct 16, 2015 | 10 y | 0 |
| Richard Mollin | Concord, Ma | Sep 12, 2016 | 17 y | 1 |
| Mitchell Alan GlazierCertified Financial Planner | Auburndale, Ma | Jan 11, 2017 | 15 y | 1 |
| Shawn Richard TewksburyCertified Financial Planner | Milford, Nh | May 5, 2017 | 32 y | 1 |
| Michael James Benenson | Concord, Ma | Mar 1, 2018 | 42 y | 1 |
| Timothy Thomas Dougherty | Concord, Ma | Aug 31, 2018 | 27 y | 6 |
| John Britton Hughes | Concord, Ma | Jul 1, 2019 | 40 y | 1 |
| Francois Jerome Ducroux | Concord, Ma | Jul 10, 2020 | 28 y | 2 |
| Michael John Cook | Concord, Ma | Aug 14, 2020 | 23 y | 1 |
| Jeffrey Martin LeonardCertified Financial Planner | Melbourne, Fl | Jan 29, 2021 | 19 y | 2 |
| Silas Hemenway Witherbee | Concord, Ma | Feb 2, 2021 | 41 y | 2 |
| Peter John Earle GroseCertified Financial Planner | Fairfax, Va | Jun 24, 2021 | 35 y | 1 |
| David James BoczarCertified Financial Planner, Chartered Financial Analyst | Westport, Ct | Jan 10, 2022 | 37 y | 3 |
| David Edward Bunker | Concord, Ma | Feb 1, 2022 | 28 y | 3 |
| Carmel Ann Furtado | Dorset, Vt | Feb 23, 2023 | 41 y | 2 |
| Stilson Noriyoshi TomitaChartered Financial Consultant | Concord, Ma | Sep 26, 2023 | 44 y | 2 |
| Ethan Mark FreishtatCertified Financial Planner | Concord, Ma | Nov 16, 2023 | 26 y | 3 |
| Shawn Paul Harrington | Manchester Center, Vt | Nov 21, 2023 | 24 y | 4 |
| Jacob D MurrayCertified Financial Planner | Concord, Ma | Nov 29, 2023 | 16 y | 1 |
| Matthew Michael Graham | Ada, Mi | Mar 8, 2024 | 19 y | 3 |
| Sandi S. Goodman-Brown | Concord, Ma | Apr 17, 2024 | 15 y | 0 |
| Nicholas Peter Jon Grose | Fairfax, Va | May 3, 2024 | 10 y | 0 |
| Jennifer Jill Anderson | Davenport, Fl | Oct 15, 2025 | 22 y | 3 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 6.9% of current headcount3 left over 36 months
Left, latest
- Michael Edward Daudelin to FartherJun 30, 2026 · RIA to RIA
- Christopher Edward Kolker to Triumph Capital ManagementSep 30, 2025 · RIA to RIA
- Justin Paul Shure to Prosperity - An Eisneramper CompanyDec 31, 2023 · RIA to RIA
- Neil Graham Mcinnis to Kastel Capital Advisors, LLCJul 1, 2019 · RIA to RIA
- Roger Lee Dailey to Scf Investment Advisors, Inc.Jul 31, 2017 · Other
- Susan Robin Riser Whitlock to NamcoaDec 31, 2016 · Other
Joined, latest
- Jennifer Jill Anderson from The Patriot Financial Group, LLCOct 15, 2025 · RIA to RIA
- Michael Edward Daudelin from Allegiance Financial Services, Inc.Jul 16, 2025 · Other
- Matthew Michael Graham from The Patriot Financial Group, LLCMar 8, 2024 · RIA to RIA
- Jacob D Murray from The Patriot Financial Group, LLCNov 29, 2023 · RIA to RIA
- Shawn Paul Harrington from Hagin Investment ManagementNov 21, 2023 · Other
- Ethan Mark Freishtat from The Patriot Financial Group, LLCNov 16, 2023 · RIA to RIA
- Stilson Noriyoshi Tomita from Claro Advisors Inc.Sep 26, 2023 · RIA to RIA
- Carmel Ann Furtado from United Advisors Services, LLCFeb 23, 2023 · Other
- David Edward Bunker from Essex Private Wealth Management LLCFeb 1, 2022 · RIA to RIA
- David James Boczar from Emerald Wealth AdvisorsJan 10, 2022 · Other
- Peter John Earle Grose from Acorn Financial Advisory Services, Inc.Jun 24, 2021 · RIA to RIA
- Silas Hemenway Witherbee from Cantella & Co., Inc.Feb 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- Justin Paul Shure from Charles Schwab & Co., Inc.Aug 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- Michael John Cook from LPL Financial LLCAug 14, 2020 · Affiliated broker-dealer or bank to independent RIA
- Francois Jerome Ducroux from Winslow, Evans & Crocker, Inc.Jul 10, 2020 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from The Patriot Financial Group, LLCDec 11, 2023 · Walpole, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Clements James Catacchio · Chief Operations Officercontrolsince 04/2012 · owns 10% to 25%
- Winthrop John Ohl · Ceo And Chief Compliance Officercontrolsince 12/2009 · owns less than 5%
Entity owners
- The John W. Ohl Irrevocable Life · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Concord, Ma · principal | 29 | 1 | 0 | ||
| Fairfax, Va | 2 | 0 | 0 | ||
| Norwell, Ma | 2 | 0 | 0 | ||
| Centennial, Co | 0 | 0 | 1 | ||
| Summit, Nj | 0 | 0 | 0 | ||
| Hingham, Ma | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Norwell, MA2 employees
- Dorset, VT1 employees
- Longmeadow, MA1 employees
- Melbourne, FL1 employees
- Nashua, NH1 employees
- Newton, MA1 employees
- Topsfield, MA1 employees
- Wrentham, MA1 employees
- Concord, MA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 4,039 to 4,340Dec 2, 2025 to Mar 23, 2026
- Corporate clients · 9 to 10Dec 2, 2025 to Mar 23, 2026
- HNW clients · 801 to 864Dec 2, 2025 to Mar 23, 2026
- Individual clients · 1,603 to 1,786Dec 2, 2025 to Mar 23, 2026
- Pension plan clients · 20 to 8Dec 2, 2025 to Mar 23, 2026
- Assets in custody · $1.1B to $1.2BDec 2, 2025 to Mar 23, 2026
- Discretionary RAUM · $1.2B to $1.4BDec 2, 2025 to Mar 23, 2026
- HNW RAUM · $755M to $850MDec 2, 2025 to Mar 23, 2026
- Individual RAUM · $459M to $542MDec 2, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $68.5M to $54.5MDec 2, 2025 to Mar 23, 2026
- Pension RAUM · $48.5M to $41.7MDec 2, 2025 to Mar 23, 2026
- RAUM · $1.3B to $1.4BDec 2, 2025 to Mar 23, 2026
- Other offices · 18 to 16May 30, 2025 to Oct 10, 2025
- Financial planning clients · More than 500 to More than 500May 1, 2025 to May 30, 2025
- Other offices · 21 to 18May 1, 2025 to May 30, 2025
- Accounts · 3,757 to 4,039Jan 16, 2025 to May 1, 2025
- Advisory employees · 26 to 30Jan 16, 2025 to May 1, 2025
- Corporate clients · 8 to 9Jan 16, 2025 to May 1, 2025
- HNW clients · 684 to 801Jan 16, 2025 to May 1, 2025
- Individual clients · 1,413 to 1,603Jan 16, 2025 to May 1, 2025
- Pension plan clients · 22 to 20Jan 16, 2025 to May 1, 2025
- Assets in custody · $1.0B to $1.1BJan 16, 2025 to May 1, 2025
- Employees · 27 to 36Jan 16, 2025 to May 1, 2025
- Financial planning clients · 251-500 to More than 500Jan 16, 2025 to May 1, 2025
- State-registered IARs · 26 to 30Jan 16, 2025 to May 1, 2025
- Other offices · 19 to 21Jan 16, 2025 to May 1, 2025
- Discretionary RAUM · $1.0B to $1.2BJan 16, 2025 to May 1, 2025
- HNW RAUM · $618M to $755MJan 16, 2025 to May 1, 2025
- Individual RAUM · $392M to $459MJan 16, 2025 to May 1, 2025
- Non-discretionary RAUM · $57.1M to $68.5MJan 16, 2025 to May 1, 2025
- Pension RAUM · $54.9M to $48.5MJan 16, 2025 to May 1, 2025
- RAUM · $1.1B to $1.3BJan 16, 2025 to May 1, 2025
- Wrap assets (manager) · 0.0 to unsetJan 16, 2025 to May 1, 2025
- Wrap assets (sponsor) · 0.0 to unsetJan 16, 2025 to May 1, 2025
- Related insurance company · true to falseJun 26, 2024 to Nov 8, 2024
- Accounts · 3,208 to 3,757Jan 26, 2024 to Mar 22, 2024
- Advisory employees · 22 to 26Jan 26, 2024 to Mar 22, 2024
- HNW clients · 794 to 684Jan 26, 2024 to Mar 22, 2024
- Individual clients · 1,094 to 1,413Jan 26, 2024 to Mar 22, 2024
- Pension plan clients · 24 to 22Jan 26, 2024 to Mar 22, 2024
Signals
9 dated events
- Michael Edward Daudelin left Bay Colony Advisors for Farther (registered 2026-05-07)Jun 30, 2026 · Advisor changed firm · fact
- Christopher Edward Kolker left Bay Colony Advisors for Triumph Capital Management (registered 2025-10-01)Sep 30, 2025 · Advisor changed firm · fact
- Justin Paul Shure left Bay Colony Advisors for Prosperity - An Eisneramper Company (registered 2024-08-16)Dec 31, 2023 · Advisor changed firm · fact
- 2 advisors left The Patriot Financial Group, LLC (Walpole, MA) for Bay Colony Advisors a day apartDec 11, 2023 · Team lift-out · derived
- Bay Colony Advisors reported RAUM $805.5M, up 50% from $535.8M (2022-01-25 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Bay Colony Advisors reported RAUM $535.8M, up 31% from $408.6M (2020-12-16 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- Bay Colony Advisors reported 13 offices beyond its principal office, up from 8 (2018-01-05 to 2018-03-26)Mar 26, 2018 · Office count change · derived
- Bay Colony Advisors reported RAUM $311.4M, up 74% from $179.2M (2018-01-05 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- Bay Colony Advisors filed its initial SEC registration (Form ADV)Apr 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- britthughes@hiasllc.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 203-209-4797reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 978-369-7200reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- hiasllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 978-369-7200reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- hiasllc.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026