DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lorraine C. Crawford
Feed of 09/14/2026
Also filed as Lorraine Carol Crawford
At current firm
1 y
since Jun 5, 2025
In the industry
19 y
since Apr 24, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 5, 2025 · Westlake Village, Ca
- Western International Securities formerAug 10, 2018 to Jun 5, 2025 · Westlake Village, Ca
- RBC Securities, Inc. BD affiliatedAug 6, 2015 to Jul 31, 2018 · Montecito, Ca
- Wells Fargo Advisors wirehouseJan 3, 2011 to Jul 28, 2015 · Westlake Village, Ca
- Wells Fargo Investments, LLC unclassifiedApr 25, 2007 to Jan 3, 2011 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to LPL Financial LLCleft Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- RBC Securities, Inc. to Western International Securitiesleft Jul 31, 2018, registered Aug 10, 2018 (10 days) · RIA to RIA
- Wells Fargo Advisors to RBC Securities, Inc.left Jul 28, 2015, registered Aug 6, 2015 (9 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address