DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••• D••••• T•••••
At current firm
13 y
since May 2, 2013
In the industry
19 y
since Jan 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• A••••••••• independent RIA currentsince May 2, 2013 · Toronto, Ontario
- G••••••• W••••• A•••••••• L•• formerMar 1, 2018 to Feb 11, 2022 · Toronto, Ontario
Moves
a registration end followed by a registration begin elsewhere
- G••••••• W••••• A•••••••• L•• to no registered destinationleft Feb 11, 2022 · Departure, no registered destination
Signals
- ••• LockedFeb 11, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address