DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

G••••• A•••••••••

Independent wealth managerCRD 143231SEC 801-67562websiteIAPD
Legal name G••••• A••••••••• I•••
Latest filing Feb 24, 2026
First filing on the tape Mar 27, 2012 · 24 filings
SEC status approved since Mar 5, 2007
RAUM
$7.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$6.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.3M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$7.3M as of Feb 24, 2026
Mar 27, 2012$7.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 24, 2026
Mar 27, 20120 then
Employees (5.A)2 as of Feb 24, 2026
Feb 27, 20133 then
Private funds: no history
RAUM -53% over the last fiscal year-30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$7.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$55,732derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-53%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$6.4M88%
  • Corporations and businesses$851,46512%
Individual clients
105reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
131reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.88 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• T•••••Toronto, OntarioMay 2, 201319 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • T•••••• J••••• D••••• · Chief Compliance Officercontrol
        since 01/2007 · owns 75% or more
      • T•••• P••••••• · Owner
        since 01/2007 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list G••••• A••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 312 to 131
        Oct 31, 2025 to Feb 24, 2026
      • Corporate clients · 2 to 8
        Oct 31, 2025 to Feb 24, 2026
      • Individual clients · 256 to 105
        Oct 31, 2025 to Feb 24, 2026
      • Discretionary RAUM · $15.5M to $7.3M
        Oct 31, 2025 to Feb 24, 2026
      • Individual RAUM · $15.4M to $6.4M
        Oct 31, 2025 to Feb 24, 2026
      • RAUM · $15.5M to $7.3M
        Oct 31, 2025 to Feb 24, 2026
      • Financial planning clients · 0 to 0
        Mar 26, 2025 to Oct 31, 2025
      • Accounts · 413 to 312
        Oct 4, 2024 to Mar 26, 2025
      • Corporate clients · 15 to 2
        Oct 4, 2024 to Mar 26, 2025
      • Individual clients · 366 to 256
        Oct 4, 2024 to Mar 26, 2025
      • HQ city · unset to
        Oct 4, 2024 to Mar 26, 2025
      • HQ state · unset to
        Oct 4, 2024 to Mar 26, 2025
      • Discretionary RAUM · $19.4M to $15.5M
        Oct 4, 2024 to Mar 26, 2025
      • Individual RAUM · $19.0M to $15.4M
        Oct 4, 2024 to Mar 26, 2025
      • RAUM · $19.4M to $15.5M
        Oct 4, 2024 to Mar 26, 2025
      • Accounts · 539 to 413
        Jan 18, 2023 to Feb 7, 2024
      • Corporate clients · 16 to 15
        Jan 18, 2023 to Feb 7, 2024
      • Individual clients · 495 to 366
        Jan 18, 2023 to Feb 7, 2024
      • Discretionary RAUM · $21.0M to $19.4M
        Jan 18, 2023 to Feb 7, 2024
      • Individual RAUM · $20.4M to $19.0M
        Jan 18, 2023 to Feb 7, 2024
      • RAUM · $21.0M to $19.4M
        Jan 18, 2023 to Feb 7, 2024
      • Accounts · 247 to 539
        Oct 12, 2022 to Jan 18, 2023
      • Corporate clients · 8 to 16
        Oct 12, 2022 to Jan 18, 2023
      • Individual clients · 208 to 495
        Oct 12, 2022 to Jan 18, 2023
      • Discretionary RAUM · $12.1M to $21.0M
        Oct 12, 2022 to Jan 18, 2023
      • Individual RAUM · $11.7M to $20.4M
        Oct 12, 2022 to Jan 18, 2023
      • RAUM · $12.1M to $21.0M
        Oct 12, 2022 to Jan 18, 2023
      • Related adviser · true to false
        Oct 12, 2022 to Jan 18, 2023
      • Accounts · 93 to 247
        Aug 30, 2021 to Jan 12, 2022
      • Corporate clients · unset to 8.0
        Aug 30, 2021 to Jan 12, 2022
      • Individual clients · 93 to 208
        Aug 30, 2021 to Jan 12, 2022
      • Discretionary RAUM · $6.2M to $12.1M
        Aug 30, 2021 to Jan 12, 2022
      • Individual RAUM · $6.2M to $11.7M
        Aug 30, 2021 to Jan 12, 2022
      • RAUM · $6.2M to $12.1M
        Aug 30, 2021 to Jan 12, 2022
      • Accounts · 140 to 93
        Feb 18, 2021 to May 12, 2021
      • Individual clients · 140 to 93
        Feb 18, 2021 to May 12, 2021
      • Discretionary RAUM · $6.0M to $6.2M
        Feb 18, 2021 to May 12, 2021
      • Individual RAUM · $6.0M to $6.2M
        Feb 18, 2021 to May 12, 2021
      • RAUM · $6.0M to $6.2M
        Feb 18, 2021 to May 12, 2021
      • Accounts · 100 to 140
        Jun 29, 2020 to Feb 18, 2021
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      GLOBAL-A•••••••••.COMreportedpublic record, Form ADV, Feb 24, 2026
      Principal office phone
      N/Areportedpublic record, Form ADV, Feb 24, 2026
      Contact form
      g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $7.3Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026