RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• R•• B••••••••
- L•••••• A••••••• G•••• L•• former currentsince Aug 23, 2023 · Wexford, Pa
- B••• F•• A••••••••• I••• independent RIAJan 6, 2015 to Aug 22, 2023 · Sewickley, Pa
- P•• W••••• M••••••••• BD affiliatedMar 9, 2010 to May 20, 2014 · Gibsonia, Pa
- B••• F•• A••••••••• I••• to L•••••• A••••••• G•••• L••left Aug 22, 2023, registered Aug 23, 2023 (1 days) · Other
- P•• W••••• M••••••••• to B••• F•• A••••••••• I•••left May 20, 2014, registered Jan 6, 2015 (231 days) · Other
- P•••• R•• B•••••••• left B••• F•• A••••••••• I••• for L•••••• A••••••• G•••• L•• (registered 2023-08-23)Aug 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address