DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• B•••••• F••••••

E••••••••independent RIAMidvale, UtIA-onlyIAPD 5288132

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• B F••••••

At current firm

1 y

since Jun 26, 2025

In the industry

19 y

since Jun 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• independent RIA current
since Jun 26, 2025 · Midvale, Ut
B•••••••• F•••••••• P••••••• L•• unclassified
Oct 3, 2024 to Jun 5, 2025 · West B••••••••, Ut
C•••••• S••••• • C••• I••• national BD
Mar 2, 2022 to Jan 10, 2024 · Cottonwood Heights, Ut
T• A••••••••• I••• former
Mar 6, 2018 to Oct 14, 2022 · Cottonwood Heights, Ut
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Sep 7, 2023 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jun 24, 2016 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

B•••••••• F•••••••• P••••••• L•• to E••••••••
left Jun 5, 2025, registered Jun 26, 2025 (21 days) · Other
C•••••• S••••• • C••• I••• to B•••••••• F•••••••• P••••••• L••
left Jan 10, 2024, registered Oct 3, 2024 (267 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 7, 2023, registered Mar 6, 2018 (-2011 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Mar 2, 2022 (-226 days) · channel change inside one enterprise, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

A••• B•••••• F•••••• left B•••••••• F•••••••• P••••••• L•• for Everspire (registered 2025-06-26)
Jun 5, 2025 · Advisor changed firm · fact
A••• B•••••• F•••••• left C•••••• S••••• • C••• I••• for B•••••••• F•••••••• P••••••• L•• (registered 2024-10-03)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address