L••• D•••• S•••••

U•• F•••••••• S••••••• I•••wirehouseWellesley, Ma dual registrantIAPD 5290716

Feed of 09/15/2026

Also filed as L••• D•••• Z••••••••

At current firm

6 y

since Jun 8, 2020

In the industry

19 y

since May 25, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jun 8, 2020 · Pepper Pike, Oh
J••• M••••• P•••••• W••••• A••••••• L•• former
Sep 15, 2015 to Jul 15, 2019 · Los Angeles, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jun 28, 2007 to Sep 1, 2015 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to U•• F•••••••• S••••••• I•••
left Jul 15, 2019, registered Jun 8, 2020 (329 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
left Sep 1, 2015, registered Sep 15, 2015 (14 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address