RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M•••••• B•••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Lafayette, Ca
- M•••••• A•••••• N•••••• BD affiliatedFeb 1, 2022 to Jun 26, 2026 · Lafayette, Ca
- L••• S••••• A•••••••• L•• formerJul 15, 2020 to Jan 31, 2022 · San Ramon, Ca
- W•••••• • R••• formerFeb 3, 2020 to Jul 21, 2020 · Concord, Ca
- L•• F•••••••• L•• BD affiliatedSep 19, 2016 to Sep 30, 2019 · San Francisco, Ca
- A••••••••• I••• BD affiliatedFeb 22, 2010 to Jan 15, 2016 · Concord, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- L••• S••••• A•••••••• L•• to M•••••• A•••••• N••••••left Jan 31, 2022, registered Feb 1, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
- W•••••• • R••• to L••• S••••• A•••••••• L••left Jul 21, 2020, registered Jul 15, 2020 (-6 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to W•••••• • R•••left Sep 30, 2019, registered Feb 3, 2020 (126 days) · Affiliated broker-dealer or bank to another
- A••••••••• I••• to L•• F•••••••• L••left Jan 15, 2016, registered Sep 19, 2016 (248 days) · Other
- T•••••• M•••••• B••••• left L••• S••••• A•••••••• L•• for M•••••• A•••••• N•••••• (registered 2022-02-01)Jan 31, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address