RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L• P••••••
- P•••••••• G••••• A•••• M••••••••• L•• independent RIA currentsince Jan 1, 2026 · Piscataway, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 15, 2013 to Oct 12, 2018 · Morristown, Nj
- T• A••••••••• I••• formerJan 15, 2013 to Oct 12, 2018 · Morristown, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 10, 2010 to Jan 17, 2013 · Pennington, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 30, 2008 to Jan 4, 2010 · Bridgewater, Nj
- W•••• F•••• A••••••• wirehouseOct 1, 2007 to Sep 22, 2008 · Linden, Nj
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 12, 2018, registered Jan 15, 2013 (-2096 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 12, 2018, registered Jan 15, 2013 (-2096 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 17, 2013, registered Jan 15, 2013 (-2 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 22, 2008, registered Sep 30, 2008 (8 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address