RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• S••••••••
- M•••••• I••••••••• i••••••••• wealth currentsince Jun 3, 2026 · Castle Rock, Co
- M•••••• A•••••• N•••••• BD affiliatedFeb 10, 2025 to May 22, 2026 · Sacramento, Ca
- L•• F•••••••• L•• BD affiliatedAug 11, 2016 to May 28, 2026 · Belmont, Ca
- L•• F•••••••• L•• to M•••••• A•••••• N••••••left May 28, 2026, registered Feb 10, 2025 (-472 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• A•••••• N•••••• to M•••••• I•••••••••left May 22, 2026, registered Jun 3, 2026 (12 days) · Affiliated broker-dealer or bank to independent RIA
- J••••••• S•••••••• left L•• F•••••••• L•• for M•••••• A•••••• N•••••• (registered 2025-02-10)May 28, 2026 · a•••••• firm change · fact
- J••••••• S•••••••• left M•••••• A•••••• N•••••• for M•••••• I••••••••• (registered 2026-06-03)May 22, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address