DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Monarch Plan Advisors
Latest filing Sep 5, 2026
First filing on the tape Aug 10, 2017 · 27 filings
SEC status approved since Sep 8, 2017
RAUM
$793M
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$159M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$793M as of Jul 14, 2026
Mar 3, 2025$0 then
HNW client RAUM$0 as of Jul 14, 2026
Jan 23, 2019$0 then
State-registered IARs (5.B.3)4 as of Jul 14, 2026
Mar 27, 20184 then
Employees (5.A)4 as of Jul 14, 2026
Mar 27, 20187 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 6 to 5offices 4 to 3
Practice profile
derived from the filing of Sep 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $159MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$793M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 130reported
- Charitable clients
- 0reported
- Accounts
- 130reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven T Wilkinson | Simi Valley, Ca | Sep 12, 2017 | 19 y | 5 |
| Michael FineCertified Financial Planner | Simi Valley, Ca | Sep 14, 2017 | 13 y | 3 |
| Ronald Alan Hall | Charlotte, Nc | Oct 23, 2023 | 18 y | 0 |
| Adrian Edward Ramirez | Simi Valley, Ca | May 22, 2024 | 20 y | 3 |
| Maria Victoria Arabskyj | Philadelphia, Pa | Sep 5, 2026 | 10 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Suzan Michelle Hall to Edward JonesJun 20, 2018 · Other
Joined, latest
- Maria Victoria Arabskyj from Mma Securities LLCSep 5, 2026 · Other
- Adrian Edward Ramirez from Swbc Investment Advisory Services LLCMay 22, 2024 · Other
- William Patrick Nugent from Origin Investment Advisory LLCAug 11, 2023 · Other
- Suzan Michelle Hall from Empower Advisory Group, LLCNov 7, 2017 · Other
- Michael Fine from Cambridge Investment Research Advisors, Inc.Sep 14, 2017 · Other
- Steven T Wilkinson from Cambridge Investment Research Advisors, Inc.Sep 12, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cambridge Investment Research Advisors, Inc.Dec 31, 2017 · Simi Valley, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T Steven Wilkinson · President, Cco, Membercontrolsince 10/2013 · owns 75% or more
- Michael Fine · Retirement Plan Consultant, Membersince 01/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
- 3(38) Investment Fiduciariesinvestment adviserLP sponsornRAUM $1.0B
Advisers that list Monarch Plan Advisors as a related person
- 298053 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Simi Valley, Ca · principal | 5 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Jul 14, 2026 to Sep 5, 2026
- Employees · 4 to 5Jul 14, 2026 to Sep 5, 2026
- Financial planning clients · to unsetJul 14, 2026 to Sep 5, 2026
- State-registered IARs · 4 to 5Jul 14, 2026 to Sep 5, 2026
- Other offices · 2 to 3Jul 14, 2026 to Sep 5, 2026
- Succession · false to unsetJul 14, 2026 to Sep 5, 2026
- Advisory employees · 5 to 4Jun 18, 2026 to Jul 14, 2026
- Employees · 5 to 4Jun 18, 2026 to Jul 14, 2026
- State-registered IARs · 5 to 4Jun 18, 2026 to Jul 14, 2026
- Other offices · 3 to 2Jun 18, 2026 to Jul 14, 2026
- Accounts · 136 to 130Jun 16, 2025 to Mar 18, 2026
- Advisory employees · 6 to 5Jun 16, 2025 to Mar 18, 2026
- Pension plan clients · 132 to 130Jun 16, 2025 to Mar 18, 2026
- Employees · 6 to 5Jun 16, 2025 to Mar 18, 2026
- State-registered IARs · 6 to 5Jun 16, 2025 to Mar 18, 2026
- Other offices · 4 to 3Jun 16, 2025 to Mar 18, 2026
- Discretionary RAUM · $470M to $442MJun 16, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $292M to $350MJun 16, 2025 to Mar 18, 2026
- Pension RAUM · $762M to $793MJun 16, 2025 to Mar 18, 2026
- RAUM · $762M to $793MJun 16, 2025 to Mar 18, 2026
- Accounts · 0 to 136Mar 3, 2025 to Jun 16, 2025
- Pension plan clients · 125 to 132Mar 3, 2025 to Jun 16, 2025
- Financial planning clients · unset to Mar 3, 2025 to Jun 16, 2025
- Discretionary RAUM · $0 to $470MMar 3, 2025 to Jun 16, 2025
- Non-discretionary RAUM · $0 to $292MMar 3, 2025 to Jun 16, 2025
- Pension RAUM · $0 to $762MMar 3, 2025 to Jun 16, 2025
- RAUM · $0 to $762MMar 3, 2025 to Jun 16, 2025
- Accounts · unset to 0.0Jun 4, 2024 to Mar 3, 2025
- Pension plan clients · 114 to 125Jun 4, 2024 to Mar 3, 2025
- Employees · 12 to 6Jun 4, 2024 to Mar 3, 2025
- Discretionary RAUM · unset to 0.0Jun 4, 2024 to Mar 3, 2025
- Non-discretionary RAUM · unset to 0.0Jun 4, 2024 to Mar 3, 2025
- RAUM · unset to 0.0Jun 4, 2024 to Mar 3, 2025
- Advisory employees · 7 to 6May 22, 2024 to Jun 4, 2024
- Employees · 13 to 12May 22, 2024 to Jun 4, 2024
- Insurance-licensed employees · 5 to 4May 22, 2024 to Jun 4, 2024
- State-registered IARs · 7 to 6May 22, 2024 to Jun 4, 2024
- Other offices · 5 to 4May 22, 2024 to Jun 4, 2024
- Advisory employees · 6 to 7Apr 30, 2024 to May 22, 2024
- Employees · 12 to 13Apr 30, 2024 to May 22, 2024
Signals
3 dated events
- Ronald Alan Hall added a TX registration at Monarch Plan AdvisorsSep 15, 2026 · New state registration · fact
- William Patrick Nugent no longer registered at Monarch Plan Advisors; no later IA registration on IAPDJul 14, 2026 · Advisor departure · fact
- Monarch Corporate Advisors filed its initial SEC registration (Form ADV)Aug 10, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/monarch-plan-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MONARCH401K.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (818) 444-0376reportedpublic record, Form ADV, Sep 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $159Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026