RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••• G• U••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 3, 2026 · Pompano Beach , Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 11, 2014 to Jul 13, 2026 · Boca Raton, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 30, 2011 to Mar 7, 2014 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 18, 2009 to Feb 9, 2011 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 5, 2009 to Feb 13, 2009 · Palm Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 18, 2008 to Nov 18, 2008 · Camp Hill, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 13, 2026, registered Jul 3, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 7, 2014, registered Mar 11, 2014 (4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••• F•••••••• A•••••••• I•••left Feb 9, 2011, registered Jun 30, 2011 (141 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 18, 2008, registered Feb 5, 2009 (79 days) · Other
- Ivan G Usztics left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-03)Jul 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address