DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• A•••

O•••• W•••••• I•••BD affiliatedUniondale, Nydual registrantIAPD 5296052

Feed of 09/14/2026

Also filed as Bo Agan

At current firm

2 y

since Jun 14, 2024

In the industry

19 y

since Apr 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 14, 2024 · Uniondale, Ny
S••••••••• A•••••• A•••••••• I••• former
Aug 22, 2023 to Jun 14, 2024 · Garden City, Ny
S•••••• N••••••• • C••••••• I••••••••• national BD
Jul 28, 2022 to Aug 14, 2023 · St. Louis, Mo
S••••••••• A•••••• A•••••••• I••• former
Sep 2, 2015 to Mar 28, 2022 · La Vista, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 6, 2007 to Aug 20, 2015 · Omaha, Ne
T• A••••••••• I••• former
Jul 6, 2007 to Aug 20, 2015 · Omaha, Ne
T••••••• I••••••••• M••••••••• I••• BD affiliated
Apr 19, 2007 to Jul 3, 2007 · Johnston, Ia

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
S•••••• N••••••• • C••••••• I••••••••• to S••••••••• A•••••• A•••••••• I•••
left Aug 14, 2023, registered Aug 22, 2023 (8 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Mar 28, 2022, registered Jul 28, 2022 (122 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Aug 20, 2015, registered Jul 6, 2007 (-2967 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Aug 20, 2015, registered Jul 6, 2007 (-2967 days) · Other
T••••••• I••••••••• M••••••••• I••• to T• A••••••••• I•••
left Jul 3, 2007, registered Jul 6, 2007 (3 days) · Other

Signals

W•••••• A••• left S•••••• N••••••• • C••••••• I••••••••• for S••••••••• A•••••• A•••••••• I••• (registered 2023-08-22)
Aug 14, 2023 · Advisor changed firm · fact
W•••••• A••• left S••••••••• A•••••• A•••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2022-07-28)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address