DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cory Mark Allen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Cory Allen
At current firm
11 y
since Sep 1, 2015
In the industry
19 y
since Jun 15, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Sep 1, 2015 · Manasquan, Nj
- Mariner Wealth Advisors formerSep 1, 2015 to Dec 31, 2018 · Overland Park, Ks
- LPL Financial LLC BD affiliatedMay 2, 2012 to Jul 13, 2015 · Bingham, Me
- Citizens Securities, Inc. BD affiliatedMay 21, 2009 to Aug 22, 2011 · Philadelphia, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 18, 2007 to May 20, 2009 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Mariner Wealth Advisors to Marinerleft Dec 31, 2018, registered Sep 1, 2015 (-1217 days) · Other
- LPL Financial LLC to Mariner Wealth Advisorsleft Jul 13, 2015, registered Sep 1, 2015 (50 days) · Other
- Citizens Securities, Inc. to LPL Financial LLCleft Aug 22, 2011, registered May 2, 2012 (254 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citizens Securities, Inc.left May 20, 2009, registered May 21, 2009 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address