DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Frank Mohlman
Feed of 09/14/2026
At current firm
2 y
since May 30, 2024
In the industry
19 y
since Jun 8, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Monument Advisers state registered currentsince May 30, 2024 · Carmel, In
- Oxford Financial Group, Ltd independent RIAAug 15, 2016 to Nov 6, 2019 · Carmel, In
- Astor Investment Management LLC formerApr 14, 2014 to Jun 30, 2015 · Chicago, Il
- B. Riley Wealth Advisors, Inc. BD affiliatedSep 20, 2013 to Apr 10, 2014 · Chicago, Il
- Afa Advisor Services LLC unclassifiedJun 11, 2007 to May 12, 2008 · Calabasas, Ca
Moves
a registration end followed by a registration begin elsewhere
- Oxford Financial Group, Ltd to Monument Advisersleft Nov 6, 2019, registered May 30, 2024 (1667 days) · RIA to a state-registered adviser
- Astor Investment Management LLC to Oxford Financial Group, Ltdleft Jun 30, 2015, registered Aug 15, 2016 (412 days) · Other
- B. Riley Wealth Advisors, Inc. to Astor Investment Management LLCleft Apr 10, 2014, registered Apr 14, 2014 (4 days) · Other
- Afa Advisor Services LLC to B. Riley Wealth Advisors, Inc.left May 12, 2008, registered Sep 20, 2013 (1957 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address