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Registered advisor
J••••• N••• S•••••••••
Feed of 09/15/2026
Also filed as J••••• N••• S•••••••••
At current firm
1 y
since Mar 31, 2025
In the industry
13 y
since Jan 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Ann Arbor, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 8, 2022 to Mar 31, 2025 · Ann Arbor, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 15, 2019 to Oct 18, 2019 · Southfield, Mi
- R•••••• J•••• • A••••••••• I••• national BDJan 16, 2018 to Jan 29, 2022 · Farmington Hills, Mi
- E•••••• C•••••• M••••••••• L•• formerMar 12, 2013 to Feb 14, 2018 · Arlington, Va
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 29, 2022, registered Oct 15, 2019 (-837 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 18, 2019, registered Mar 8, 2022 (872 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 14, 2018, registered Jan 16, 2018 (-29 days) · Other
Signals
- J••••• N••• S••••••••• left R•••••• J•••• • A••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2019-10-15)Jan 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address