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Registered advisor
D••••• L• B•••••
Feed of 09/15/2026
Also filed as D••••• L• B•••••
At current firm
3 y
since Jan 3, 2023
In the industry
18 y
since Jan 14, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 3, 2023 · Dallas, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Oct 7, 2020 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerJan 21, 2015 to Dec 15, 2015 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerFeb 25, 2008 to Oct 6, 2009 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• A••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 7, 2020, registered Jan 3, 2023 (818 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address