M••••• E••••• G••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Feb 17, 2021 · Atlanta, Ga
• B••• S••••••••• L•• former
  Sep 16, 2016 to Feb 17, 2021 · Atlanta, Ga
• I••••• F•••••••• C••••••••• former
  Jan 4, 2012 to Sep 2, 2016 · Stockbridge, Ga
• M••••••• C••••••• I••• unclassified
  Mar 11, 2010 to Nov 16, 2011 · Atlanta, Ga
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 10, 2008 to May 13, 2009 · Atlanta, Ga

• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• I••••• F•••••••• C••••••••• to B••• S••••••••• L••
  left Sep 2, 2016, registered Sep 16, 2016 (14 days) · Other · moved with a team
• M••••••• C••••••• I••• to I••••• F•••••••• C•••••••••
  left Nov 16, 2011, registered Jan 4, 2012 (49 days) · Other
• U•• F•••••••• S••••••• I••• to M••••••• C••••••• I•••
  left May 13, 2009, registered Mar 11, 2010 (302 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address