DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• G••••• H•••••••••

U••• B•••••• A•••••••• L••BD affiliatedLoveland, Co dual registrantIAPD 5302600

Feed of 09/15/2026

Also filed as E••••• G H•••••••••

At current firm

0 y

since Feb 13, 2026

In the industry

18 y

since Nov 15, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Loveland, Co
U••• B•••••• I••••••••• I••• former
Aug 29, 2023 to Feb 13, 2026 · Greeley, Co
S•• B•••••• F•••••••• S•••••••• I••• BD affiliated
Mar 31, 2023 to Aug 28, 2023 · Greeley, Co
S••••• A••••••• G••••• L•• unclassified
May 17, 2019 to Jun 14, 2023 · Greeley, Co
C••• B•••••••• S•••••••• I••• former
Sep 12, 2017 to Jul 25, 2018 · Waverly, Ia
C••• F•••••••• S•••••••• L••• former
Jun 29, 2009 to Aug 31, 2017 · Fort Collins, Co
T••••••• I••••••••• M••••••••• I••• BD affiliated
Nov 20, 2007 to Jul 7, 2009 · Loveland, Co

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
S•• B•••••• F•••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••
left Aug 28, 2023, registered Aug 29, 2023 (1 days) · Affiliated broker-dealer or bank to another
S••••• A••••••• G••••• L•• to S•• B•••••• F•••••••• S•••••••• I•••
left Jun 14, 2023, registered Mar 31, 2023 (-75 days) · Other
C••• B•••••••• S•••••••• I••• to S••••• A••••••• G••••• L••
left Jul 25, 2018, registered May 17, 2019 (296 days) · Other
C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••
left Aug 31, 2017, registered Sep 12, 2017 (12 days) · Other
T••••••• I••••••••• M••••••••• I••• to C••• F•••••••• S•••••••• L•••
left Jul 7, 2009, registered Jun 29, 2009 (-8 days) · Other

Signals

E••••• G••••• H••••••••• left S•• B•••••• F•••••••• S•••••••• I••• for U••• B•••••• I••••••••• I••• (registered 2023-08-29)
Aug 28, 2023 · Advisor changed firm · fact
E••••• G••••• H••••••••• left S••••• A••••••• G••••• L•• for S•• B•••••• F•••••••• S•••••••• I••• (registered 2023-03-31)
Jun 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address