J••• M•••••• S•••••••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since Oct 26, 2022 · Holbrook, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Jul 12, 2021 · New York, Ny
• C•••• I••••••••• S••••••• C•••• former
  Dec 20, 2011 to Oct 1, 2012 · New York, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Sep 9, 2008 to Oct 5, 2010 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 22, 2007 to Aug 13, 2008 · Garden City, Ny

• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Jul 12, 2021, registered Oct 26, 2022 (471 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• H••• S••••••••• •••• I••• to C•••• I••••••••• S••••••• C••••
  left Oct 5, 2010, registered Dec 20, 2011 (441 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••• S••••••••• •••• I•••
  left Aug 13, 2008, registered Sep 9, 2008 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address