RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••• B•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Huron, Oh
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Nov 9, 2017 · Huron, Oh
- U•• F•••••••• S••••••• I••• wirehouseJan 20, 2009 to Oct 9, 2017 · New Albany, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 12, 2007 to Jan 22, 2009 · Columbus, Oh
- U•• F•••••••• S••••••• I••• to H••••••••• F•••••••• A•••••••left Oct 9, 2017, registered Nov 9, 2017 (31 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jan 22, 2009, registered Jan 20, 2009 (-2 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address