DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Asher Jackson
Feed of 09/14/2026
At current firm
11 y
since Nov 13, 2014
In the industry
19 y
since Jul 16, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 3, 2023 · Grover Beach, Ca
- Southland Equity Partners, LLC. independent RIA currentsince Nov 13, 2014 · Grover Beach, Ca
- Fsc Securities Corporation formerJan 21, 2011 to Nov 3, 2023 · Grover Beach, Ca
- Chase Investment Services Corp. formerMay 2, 2009 to Jan 6, 2011 · San Luis Obispo, Ca
- Wamu Investments, Inc. unclassifiedOct 17, 2008 to May 2, 2009 · San Luis Obispo, Ca
- Fsc Securities Corporation formerApr 28, 2008 to Oct 9, 2008 · Grover Beach, Ca
- Voya Financial Advisors, Inc. BD affiliatedSep 21, 2007 to Apr 29, 2008 · Grover Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Southland Equity Partners, LLC.left Nov 3, 2023, registered Nov 13, 2014 (-3277 days) · Other · moved with a team
- Chase Investment Services Corp. to Fsc Securities Corporationleft Jan 6, 2011, registered Jan 21, 2011 (15 days) · Other
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- Fsc Securities Corporation to Wamu Investments, Inc.left Oct 9, 2008, registered Oct 17, 2008 (8 days) · Other
- Voya Financial Advisors, Inc. to Fsc Securities Corporationleft Apr 29, 2008, registered Apr 28, 2008 (-1 days) · Other
Signals
- James Asher Jackson left Fsc Securities Corporation for Southland Equity Partners, Llc. (registered 2014-11-13)Nov 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address