RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• B••••••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2017 · Buffalo, Wy
- I•• G•••• W••••• M••••••••• L•• formerApr 14, 2022 to Sep 23, 2024 · Buffalo, Wy
- I••••••••• C•••••• O• A••••••• I••• formerOct 17, 2011 to Nov 29, 2017 · Laramie, Wy
- M••••• S•••••• wirehouseJul 20, 2011 to Oct 25, 2011 · Sheridan, Wy
- I•• G•••• W••••• M••••••••• L•• to no registered destinationleft Sep 23, 2024 · Departure, no registered destination
- I••••••••• C•••••• O• A••••••• I••• to L•• F•••••••• L••left Nov 29, 2017, registered Nov 29, 2017 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to I••••••••• C•••••• O• A••••••• I•••left Oct 25, 2011, registered Oct 17, 2011 (-8 days) · Other
- K•••• M•••••• B•••••••• no longer registered at I•• G•••• W••••• M••••••••• L••; no later IA registration on IAPDSep 23, 2024 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address