RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Nov 2, 2023 · Leawood, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 3, 2020 to Oct 31, 2023 · Kansas City, Mo
- S••••• A••• A•••• M••••••••• I••• formerNov 17, 2010 to Nov 21, 2011 · Salina, Ma
- W•••••• • R••• formerOct 22, 2009 to Aug 20, 2010 · Salina, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 31, 2023, registered Nov 2, 2023 (2 days) · Wirehouse to wirehouse
- S••••• A••• A•••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 21, 2011, registered Aug 3, 2020 (3178 days) · Other
- W•••••• • R••• to S••••• A••• A•••• M••••••••• I•••left Aug 20, 2010, registered Nov 17, 2010 (89 days) · Other
- C•••• J•• H•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2023-11-02)Oct 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address