DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Maria Senior
Feed of 09/14/2026
At current firm
1 y
since Jun 30, 2025
In the industry
12 y
since Aug 28, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Jun 30, 2025 · Aventura, Fl
- MML Investors Services, LLC BD affiliatedFeb 28, 2023 to Mar 5, 2025 · Bethesda, Md
- Morgan Stanley wirehouseApr 30, 2020 to Jul 6, 2021 · Aventura, Fl
- UBS Financial Services Inc. wirehouseFeb 14, 2020 to Apr 28, 2020 · Coral Gables, Fl
- We Family Offices independent RIASep 19, 2014 to May 1, 2015 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 5, 2025, registered Jun 30, 2025 (117 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Stanley to MML Investors Services, LLCleft Jul 6, 2021, registered Feb 28, 2023 (602 days) · Wirehouse to affiliated broker-dealer or bank
- UBS Financial Services Inc. to Morgan Stanleyleft Apr 28, 2020, registered Apr 30, 2020 (2 days) · Wirehouse to wirehouse
- We Family Offices to UBS Financial Services Inc.left May 1, 2015, registered Feb 14, 2020 (1750 days) · Other
Signals
- Maria Senior left Mml Investors Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-06-30)Mar 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address