DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• D••• H•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedAshland, Padual registrantIAPD 5312315

Feed of 09/14/2026

Also filed as Roger Dean Heidlebaugh

At current firm

1 y

since Feb 20, 2025

In the industry

19 y

since May 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 20, 2025 · Ashland, Pa
C•••••••• F•••••••• G•••• A••••••• former
Oct 24, 2022 to Feb 20, 2025 · Middletown, Pa
O•••• I••••••••• I••• BD affiliated
Nov 18, 2021 to Jan 3, 2022 · Minersville, Pa
S•••••••• S••••••••• BD affiliated
Jan 6, 2020 to Nov 9, 2021 · Orwigsburg, Pa
B••• S••••••••• L•• former
Jan 2, 2018 to Mar 22, 2018 · Charlotte, Nc
B••• I••••••••• S•••••••• I••• former
Nov 4, 2015 to Jan 2, 2018 · Charlotte, Nc
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Nov 3, 2015 · Pottsville, Pa
C••••• I••••••••• S••••••• L•• former
May 4, 2012 to Jan 21, 2014 · Pottsville, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••
left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
O•••• I••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••
left Jan 3, 2022, registered Oct 24, 2022 (294 days) · Affiliated broker-dealer or bank to another
S•••••••• S••••••••• to O•••• I••••••••• I•••
left Nov 9, 2021, registered Nov 18, 2021 (9 days) · Affiliated broker-dealer or bank to another
B••• S••••••••• L•• to S•••••••• S•••••••••
left Mar 22, 2018, registered Jan 6, 2020 (655 days) · Other
B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to B••• I••••••••• S•••••••• I•••
left Nov 3, 2015, registered Nov 4, 2015 (1 days) · Other · moved with a team
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move

Signals

Roger Dean Heidlebaugh left Osaic Institutions, Inc. for Concourse Financial Group Advisors (registered 2022-10-24)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address