DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• F•••••• C•••••

L•• F•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 5312345

Feed of 09/15/2026

Also filed as Francis P Cusick

At current firm

2 y

since Sep 18, 2024

In the industry

19 y

since Apr 25, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 18, 2024 · Brownsville, Tx
A•••••• A••••••• S••••••• former
Jul 2, 2021 to Sep 26, 2024 · Dallas, Tx
P•• M•••••• A•••••• S••••••••• I••• former
Oct 15, 2010 to Jul 2, 2021 · Houston, Tx
S• J•••• W••••• M••••••••• unclassified
Apr 13, 2010 to Oct 15, 2010 · Brownsville, Tx
B••• C•••••• I••••••••• S••••••••• I•• unclassified
Nov 23, 2009 to Mar 10, 2010 · Brownsville, Tx

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to L•• F•••••••• L••
left Sep 26, 2024, registered Sep 18, 2024 (-8 days) · Affiliated broker-dealer or bank to another
P•• M•••••• A•••••• S••••••••• I••• to A•••••• A••••••• S•••••••
left Jul 2, 2021, registered Jul 2, 2021 (0 days) · Affiliated broker-dealer or bank to another
S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••
left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
B••• C•••••• I••••••••• S••••••••• I•• to S• J•••• W••••• M•••••••••
left Mar 10, 2010, registered Apr 13, 2010 (34 days) · corporate re-registration, not a move

Signals

P•••••• F•••••• C••••• left A•••••• A••••••• S••••••• for L•• F•••••••• L•• (registered 2024-09-18)
Sep 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address