DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• C• C••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePalo Alto, Ca dual registrantIAPD 5315943

Feed of 09/14/2026

Also filed as David Chau-Wei Cheng

At current firm

3 y

since Sep 11, 2023

In the industry

18 y

since Oct 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Sep 11, 2023 · Palo Alto, Ca
P•••• S••••••••• L•• no RAUM
Dec 9, 2022 to Aug 24, 2023 · San Jose, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 24, 2018 to Jan 3, 2023 · Los Gatos, Ca
U••• B•••••• I••••••••• I••• former
Oct 11, 2018 to Dec 11, 2018 · Los Gatos, Ca
B••••••• I••••••••• S•••••••• I••• ••••• former
Jan 13, 2014 to Oct 19, 2018 · Livermore, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jan 14, 2014 · Union City, Ca
W•••• F•••• I••••••••• L•• unclassified
Jun 20, 2008 to Jan 3, 2011 · Fremont, Ca
W••• I••••••••• I••• unclassified
Oct 16, 2007 to Jun 18, 2008 · Fremont, Ca

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 24, 2023, registered Sep 11, 2023 (18 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to P•••• S••••••••• L••
left Jan 3, 2023, registered Dec 9, 2022 (-25 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Dec 11, 2018, registered Dec 24, 2018 (13 days) · Affiliated broker-dealer or bank to another
B••••••• I••••••••• S•••••••• I••• ••••• to U••• B•••••• I••••••••• I•••
left Oct 19, 2018, registered Oct 11, 2018 (-8 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••
left Jan 14, 2014, registered Jan 13, 2014 (-1 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
W••• I••••••••• I••• to W•••• F•••• I••••••••• L••
left Jun 18, 2008, registered Jun 20, 2008 (2 days) · Other

Signals

D•••• C• C•••• left P•••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-09-11)
Aug 24, 2023 · Advisor changed firm · fact
D•••• C• C•••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••• S••••••••• L•• (registered 2022-12-09)
Jan 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address